Let the Flowers Bloom And Protect the Workers TooA Strategic Approach Toward Addressing the Marginalization of Agricultural WorkersBy Arthur N. Read, General Counsel Friends of Farmworkers, Inc.© 2003 Arthur N. Read Draft November 25,
2003 Open=> Table of Contents with SummaryTable of Contents
I.
Fundamental NLRA Protections Are Denied to Marginalized
Workers Sec. I II.
A Strategic Approach Toward Addressing the Marginalization of
Agricultural Workers Sec.
II A.
Identifying Barriers to the Expansion of Labor Protections under
the NLRA to Agricultural Workers Sec. II.A B.
Expanding Protections for “Agricultural” Laborers While
Limiting Federal NLRA Preemption of Effective State Laws Sec. II.B C.
Limiting the Scope of NLRA Preemption of Effective State
Laws Sec. II.C D.
Proposed Actions to be Taken Under the National Labor
Relations Act Sec.
II.D 1.
Promulgation of Regulations Under Sections 10(a) and
14(c) of the NLRA........... Sec. II.D.1 2.
Removal of the Federal Appropriation Rider Requiring Usage
of the FLSA Definition of Agriculture........... Sec. II.D.2 III.
Expanding Protections for the Right of Agricultural
Laborers Currently
Excluded from the NLRA to Organize.. Sec. III A.
Recognition of Fundamental Labor Rights in the Norris
LaGuardia Act of 1932 Sec. III.A B.
Recognition of Fundamental Labor Rights of Federally
Excluded Workers in State Law Sec. III.B C.
Recognition of Fundamental Labor Rights In
International Law Sec.
III.C IV.
Treatment of Agricultural Workers Under the NLRA Sec. IV A.
Historical Basis for Exclusion of Agricultural Workers from
the NLRA and other New Deal Legislation Sec. IV.A B.
Initial NLRB Interpretation of the Wagner Act Agricultural
Exemption Sec. IV.B C.
NLRB Appropriations Rider of 1946 Sec. IV.C V.
Conclusion: Both
State and Federal Governments Could Better Protect
the Organizing Rights of Marginalized “Agricultural” Laborers. Sec. V Endnotes ....... Endnotes 1 to 147Open as Printable Adobe PDF File with FootnotesLet the Flowers Bloom And Protect the Workers Too
By Arthur N. Read [1]© 2003 Arthur N. Read At the
February 2003 University of Pennsylvania Journal of Labor and Employment Law “Workers on the Fringe”
conference at the University of Pennsylvania Law School, I was asked to address
the topic of the relationship between the legal status of the most marginalized
workers and organizing the traditionally unorganized. I. Fundamental
NLRA Protections Are Denied to Marginalized Workers
The
National Labor Relations Act (NLRA)[2]
sets forth the fundamental rights of workers protected under the NLRA in
Section 7 of the Act. That provides
that: Employees shall have the right to
self-organization, to form, join, or assist labor organizations, to bargain
collectively through representatives of their own choosing, and to engage in
other concerted activities for the purpose of collective bargaining or other
mutual aid or protection....[3] The
categories of workers most consistently marginalized in the law in this country
include: those persons legally classified as “agricultural” workers[4]
and “domestic service” workers.[5] In addition, workers classified as
independent contractors, temporary or contingent workers are regularly denied
the same protections as other workers.[6] Section
2 of the NLRA defines employees covered by that act by providing:
The term “employee” ... shall not include any individual
employed as an agricultural laborer, or in the domestic service
of any family or person at his home, ... or any individual having the status of
an independent contractor....[7] [Emphasis added]. Increasingly
undocumented foreign-born workers without lawful employment authorization are
similarly denied fundamental protections of other workers. The United States Supreme Court in its March
2002 decision in Hoffman Plastic Compounds, Inc. v. NLRB,[8]
significantly eroded protections for undocumented foreign-born workers without
lawful employment authorization by ruling that although such persons were
employees protected under the NLRA they were not entitled to recover under the
back-pay damage provisions of the NLRA.[9] II.
A
Strategic Approach Toward Addressing the Marginalization of Agricultural
Workers
This
article grows out of continuing reflections on the development of effective
strategies to confront the legal marginalization of “agricultural”[10]
and undocumented foreign-born workers[11]
which deny them fundamental protections available to other workers. It also attempts to encourage new localized
experimentation and alternative approaches to the failure of existing labor law
to adequately protect the rights to self-organization of workers.[12] A. Identifying Barriers to the Expansion of
Labor Protections under the NLRA to Agricultural Workers It would
seem at first blush that advocates for the rights of agricultural workers
should focus their energies on simply arguing for removing the agricultural
labor exemption from the NLRA as the approach that would most fully protect the
rights of agricultural workers.[13] In fact,
however, such a strategy would be unlikely to be successful in the foreseeable
future given the overwhelming political power of agricultural employers in
Congress. Moreover, unless carefully
implemented it would have a strong potential to undercut rights won by the United
Farm Workers of America, AFL-CIO for agricultural workers subject to the
California Agricultural Labor Relations Act.[14]
Virtually
every labor practitioner who has represented workers subject to the NLRA is
fully aware of the critical failure of the NLRA to adequately protect the
rights of workers subject to the NLRA.[15] Representation
case procedures compelling an employer to recognize and bargain with an
exclusive bargaining agent do not exist for farmworkers outside of a limited
number of jurisdictions.[16] Therefore, extension of such procedures to
agricultural workers (even if wholly inadequate for seasonal workforces)[17]
would appear to be a net plus were it not for the negative impact on
farmworkers in California and those other jurisdictions where agricultural
laborers excluded from the NLRA have utilized state law protections. Under
existing law and procedures, simply removing the exemption of agricultural
laborers from protections under the NLRA would preempt the jurisdiction of the
California Agricultural Labor Relations Board (ALRB) over workers.[18]
This would risk undercutting hard won victories of California farm
workers under the California ALRA after what will soon be 30 years of ALRA
jurisdiction over agricultural workers.
Such a huge percentage of agricultural laborers work in California that
any such approach would be clearly counterproductive.[19] Moreover,
the potential scope of current NLRA preemption could jeopardize other
retaliation protections for agricultural workers which have built up under
state law unless the scope of NLRA preemption is reconciled with such other
protections.[20] B.
Expanding
Protections for “Agricultural” Laborers While Limiting Federal NLRA Preemption
of Effective State Laws The
proposed solution to his dilemma is to:
1.
Seek to
expand and protect the effectiveness of protections for labor organizing under
state and territorial laws and other federal laws for persons denied NLRA
protection as agricultural laborers.[21] 2.
Have the
NLRB decline to exercise jurisdiction over workplaces including employees
“arguably” subject to the NLRA,[22]
where such workers would otherwise be adequately protected under state or
territorial laws covering such employees. 3.
Remove the
NLRA annual appropriation rider requiring the NLRB to utilize the Fair Labor
Standards Act (FLSA) definition of agricultural laborers under the NLRA.[23] 4.
Narrowly
redefine by NLRB regulation “agricultural laborers” excluded as employees from
protections under the NLRA, while declining to exercise such expanded NLRB
jurisdiction where state and territorial laws adequately protect the rights of
such persons. 5.
Such a
redefinition of “agricultural laborers” should build upon initial NLRB
jurisprudence from 1939-1946, prior to the imposition of the NLRB appropriation
rider requiring the utilization of the FLSA definition of agriculture.[24] C. Limiting
the Scope of NLRA Preemption of Effective State Laws The
proposed process builds on existing statutory authority vested in the National
Labor Relations Board to decline and to cede its jurisdiction over categories
of workers and cases.[25]
Instead of the federal labor law wholly preempting state enforcement of laws to
protect the labor rights of employees, federal labor policy would set minimum
standards of protections which state agencies would be expected to meet in
order to operate in this arena. Such
modified preemption would be more similar to federal preemption as applied in
other areas of law such as Section 18 of the Occupational Safety and Health
Act.[26] D. Proposed
Actions to be Taken Under the National Labor Relations Act 1.
Promulgation
of Regulations Under Sections 10(a) and 14(c) of the NLRA The
National Labor Relations Board should promptly promulgate regulations and
procedures[27] for
exercising its power under Section 10(a) of the NLRA[28]
to enter into agreements with states and territories (including the
Commonwealth of Puerto Rico)[29]
to cede NLRB unfair labor practice jurisdiction to such agencies of states or
territories over cases in industries other than mining, manufacturing, communications,
and transportation[30]
“...unless the provision of the State or Territorial statute applicable to the
determination of such cases by such agency is inconsistent with the
corresponding provision of th[e NLRA] or has received a construction inconsistent
therewith.[31] The NLRB
in the course of this regulatory process should consider the degree of
consistency required between the specific state or territorial unfair labor
practice provision and the NLRA in order to meet this standard. The language of Section 10(a) of the NLRA
would also appear to permit the NLRB to retain jurisdiction over specific
unfair labor practice sections that it did not believe the state or territorial
law reflected with sufficient fidelity while permitting the NLRB to defer its
jurisdiction to the state or territorial agency where the matter did not
involve such unfair labor practice provisions. In a
significant number of workplaces it is not uncommon for some workers to be
covered as employees under the NLRA while others are excluded as agricultural
laborers.[32] Such cessation agreements under
Section 10(a) of the NLRA should be promptly be entered into with states and
territories with appropriate procedures for protecting rights of classes of
workers (specifically including agricultural workers) who are currently
excluded from protections under the NLRA to the extent that the same employers
may have other employees in covered workplaces subject to the NLRA.[33] Such
agreements should include agreements with the California Agricultural Labor
Relations Board to cede jurisdiction over employees “arguably” subject to the
NLRA who are employed by employers in California subject to the California
Agricultural Labor Relations Act.[34]
A ceding of jurisdiction under Section 10(a) of the NLRA to the California ALRB
will likely require the NLRB to rethink the degree to which the provisions of
the California ALRA as applied by the California ALRB need to be identical
to the NLRA as applied by the NLRB.[35] This issue may not be easily resolved since the
only recent consideration by the NLRB of Section 10(a) of the NLRA involved a
rejection of a request by the California ALRB for the NLRB to cede jurisdiction
to it.[36] Nonetheless, as part of a rethinking of the
degree to which a state law must conform to federal law and the degree to which
the state could agree to apply federal law to NLRA covered employees it might
be possible to resolve such differences.[37] Perhaps
even more significantly, Section 14(c)(1) of the NLRA allows the Board to
decline to assert jurisdiction over a labor dispute “...where, in the opinion
of the Board, the effect of such labor dispute on commerce is not sufficiently
substantial to warrant the exercise of its jurisdiction.”[38]
Where a bargaining unit has been established under a state’s labor relations
act or where a “question concerning representation” has arisen in such a
workplace with a potential bargaining unit including persons excluded from the
NLRA as agricultural workers, the NLRB could utilize its power under Section
14(c)(1) of the NLRA to decline jurisdiction over the workers subject to the
NLRA in order to permit the state or territorial agency to assert jurisdiction
over all workers in that workplace including those who might arguably be
subject to NLRB jurisdiction.[39] This should include workplaces with
employees subject to the California Agricultural Labor Relations Board.[40] Consideration
should also be given as to entering more broadly into agreements under NLRA
Section 10(a) with those state and territorial agencies which have the capacity
to provide protections to workers subject to the NLRA. Agreements for federal funding to such state
and territory agencies as part of such agreements could be further explored. 2. Removal
of the Federal Appropriation Rider Requiring Usage of the FLSA Definition of
Agriculture. As
suggested above, after the NLRB has established procedures for declining
expanded jurisdiction over agricultural laborers where there are adequate state
or territorial laws covering workers who might be arguably subject to the NLRA,
Congress should remove the annual appropriation rider tying the definition of
employees excluded from the NLRA as agricultural laborers to the FLSA
definition of agriculture. Thereafter, the NLRB should exercise its authority
upon removal of appropriation riders defining agriculture to promulgate
regulations narrowly defining agricultural laborers excluded from protections
under the NLRA.[41] The agricultural laborer exemption should be
consistent with the early standards developed by the NLRB prior to the initial
adoption of the current appropriation rider requiring the usage of the FLSA
definition of agriculture.[42] In particular, workers in indoor
“horticultural specialty” operations such as greenhouses and mushroom
operations should not be treated as agricultural laborers.[43] Only
outdoor hand harvest agricultural laborers employed directly by employers
engaged only in farming the land and performing no secondary food processing
activities should be excluded from protections as agricultural laborers.[44] III. Expanding
Protections for the Right of Agricultural Laborers Currently Excluded from the
NLRA to Organize
It
is critical to note as a threshold matter that the right of all workers,
including agricultural and domestic workers excluded from protection under the
NLRA, to collectively withhold their services or otherwise to engage in
collective activity exists independently of whether or not that right is
specifically protected under the NLRA. This
right has foundations under the 13th amendment to the United States
Constitution.[45] It also has foundations under the 1st
amendment to the United States Constitution.[46] A. Recognition of Fundamental Labor
Rights in the Norris LaGuardia Act of 1932 In 1932
Congress adopted the Norris LaGuardia Act (NLA).[47]
The Norris LaGuardia Act not only included provisions intended to prevent
federal courts from issuing injunctions to enjoin labor disputes, but also
included as Section 2 thereof a declaration of public policy in labor matters.[48]
Significantly, unlike the subsequent NLRA, the Norris LaGuardia Act had no
exemption for agricultural laborers from its provisions. The
declaration of public policy in the Norris LaGuardia Act includes: Whereas under prevailing economic
conditions, developed with the aid of governmental authority for owners of
property to organize in the corporate and other forms of ownership association,
the individual unorganized worker is commonly helpless to exercise actual
liberty of contract and to protect his freedom of labor, and thereby to obtain
acceptable terms and conditions of employment, wherefore, though he should be
free to decline to associate with his fellows, it is necessary that he have
full freedom of association, self-organization, and designation of
representatives of his own choosing, to negotiate the terms and conditions of
his employment, and that he shall be free from the interference, restraint, or
coercion of employers of labor, or their agents, in the designation of such
representatives or in self-organization or in other concerted activities for
the purpose of collective bargaining or other mutual aid or protection;
therefore, the following definitions of and limitations upon the jurisdiction
and authority of the courts of the United States are enacted.[49] [Emphasis Added]. The
substantive content of the provisions of the Norris LaGuardia Act are also
apparent in Section 3 of the Act[50]
which provides: Sec. 103. - Nonenforceability of undertakings in
conflict with public policy; “yellow dog” contracts Any undertaking or promise, such as is
described in this section, or any other undertaking or promise in conflict with
the public policy declared in section 102 of this title, is declared to be
contrary to the public policy of the United States, shall not be enforceable in
any court of the United States and shall not afford any basis for the granting
of legal or equitable relief by any such court, including specifically the
following: Every undertaking or promise hereafter made, whether written or
oral, express or implied, constituting or contained in any contract or
agreement of hiring or employment between any individual, firm, company,
association, or corporation, and any employee or prospective employee of the
same, whereby (a) Either party to such contract or agreement
undertakes or promises not to join, become, or remain a member of any labor
organization or of any employer organization; or (b) Either party to such contract or
agreement undertakes or promises that he will withdraw from an employment
relation in the event that he joins, becomes, or remains a member of any labor
organization or of any employer organization.[51] Largely
as a result of the passage of subsequent labor legislation the content of the
substantive protections of labor rights under the federal Norris LaGuardia Act
have not been tested. Nonetheless,
there is a significant argument that the Norris LaGuardia Act confers
substantive protections on all workers, including agricultural and domestic
workers excluded from the NLRA. [52] B. Recognition
of Fundamental Labor Rights of Federally Excluded Workers in State Law Because
the Norris LaGuardia Act only restrained federal courts rather than state
courts in the issuance of injunctions, parallel state Norris LaGuardia Acts (NLA) were adopted in numerous states and territories.[53] Court in three states --Wisconsin,[54]
Washington,[55] and Oregon[56]
-- have held that the language of state statutes modeled on the Norris
LaGuardia Act was sufficient to confer substantive protected rights on workers,
including agricultural workers excluded from the NLRA. A
similar argument could potentially be made under the federal Norris LaGuardia
Act or under the public policy provisions of other state anti-injunction
statutes.[57] Among other states with such public policy
provisions in anti-injunction statutes modeled on the federal Norris LaGuardia
Act are: Idaho,[58]
Indiana,[59]
and Minnesota.[60] As in
Oregon the Pennsylvania “Labor Anti-injunction Act”[61]
public policy declarations[62]
do not exclude agricultural laborers,[63]
although the Pennsylvania Labor Relations Act (PLRA) which was modeled on the
federal Wagner Act does exempt agricultural laborers.[64]
Significantly, the Pennsylvania Supreme Court has upheld the Pennsylvania Labor
Relations Board’s treatment of mushroom and greenhouse workers as
non-agricultural workers protected under the PLRA.[65] Similarly,
most of the other states that adopted state labor relations acts modeled on the
Wagner Act include exclusions in those acts of agricultural workers.[66] Such state acts exemption for agricultural
workers is not necessarily the same as that under the NLRA. See, Willmar Poultry Co. v. Jones,
430 F. Supp 573. Several
state constitutions confer substantive protections on workers generally without
an exclusion of agricultural workers.[67] In New Jersey a state constitutional
provision providing that "Persons in private employment shall have the
right to organize and bargain collectively" was held to be sufficient to
have equity court fashion remedies including procedures for determination of
collective bargaining representatives.[68] Missouri also has a state constitutional
provision without any subsequent enacting legislation.[69] Hawaii[70]
and Puerto Rico[71] are amongst
jurisdictions which recognize agricultural workers organizing rights together
with those of other workers without distinction both by state constitution and
by statute. Some
“right to work” states have Constitutional and/or statutory provisions which
could provide a basis for protection of agricultural workers organizing rights.
[72]
The Florida Constitution states as to the
“Right to work”: The right of persons to work shall not be
denied or abridged on account of membership or non-membership in any labor
union or labor organization. The right of employees, by and through a labor organization,
to bargain collectively shall not be denied or abridged.[73] Florida reinforces this right by statute providing: Employees' right of
self-organization.--Employees shall have the right to self-organization, to
form, join, or assist labor unions or labor organizations or to refrain from
such activity, to bargain collectively through representatives of their own
choosing, and to engage in concerted activities, for the purpose of collective
bargaining or other mutual aid or protection.[74] Similarly,
Arkansas by both its constitution[75]
and statute[76] protects
the right to work in terms which may be utilized to protect agricultural
workers. Wyoming has provisions under
its constitution[77] and its
statutes[78]
which are protective of workers rights and which do not distinguish between
agricultural and non-agricultural workers.
Although its language is far more limited the Oklahoma Constitution
provides at least some constitutional protection for union membership.[79] Other
states with statutory “right to work”
provisions include language which may protect agricultural workers from
employer discrimination for union activities. These states include: Georgia;[80]
North Carolina;[81] South
Carolina;[82] Texas;[83]
and Virginia.[84] Some other
jurisdictions, including New York, do not exclude agricultural workers from
state constitutional protections,[85]
but have excluded them from implementing legislation.[86] A few
states with California[87]
as the prime example have specifically have adopted laws to regulate the labor
rights of agricultural workers.[88] One of the most recent states to adopt an
agricultural work specific law is Maine.[89]
Unfortunately,
at least some of the states outside of California with agricultural worker
specific labor laws, were designed to restrict the rights of agricultural
workers. [90] States with such agricultural specific
provisions include: Arizona,[91]
Kansas,[92]
Idaho,[93]
South Dakota,[94] and
Louisiana.[95] Other state
statutes might contain policy declarations as to labor rights which do not
exclude agricultural workers.[96]
Finally,
specific retaliation protections of a number of federal or state statutes may
be triggered by retaliation against workers engaged in concerted activity where
the issues raised include issues for which there are statutory retaliation
protections.[97] C. Recognition of Fundamental Labor
Rights In
International Law The
right of workers to organize collectively is a fundamental human right
recognized by the United States as a principle of
international law.[98] Amongst the treaties protecting those rights
are: American Declaration of the Rights
and Duties of Man (ADHR or American Declaration),
Article XXII Right of Association.[99] American Convention
on Human Rights (ACHR or
American
Convention), Art. 16.1-16.2.[100]
Organization of
American States (OAS) Charter, Article 45(c) & 45(g).[101]
International Covenant on Civil and
Political Rights, Article 22. [102]
International Covenant on Economic,
Social and Cultural Rights (ICESCR), Article 8. [103] International
Labour Organization (ILO) Declaration on Fundamental Principles and Rights at
Work, art. 2.[104] North American
Agreement on Labor Cooperation Between the Government of the United
States of America, the Government of Canada, and the Government of the United
Mexican States (NAALC),
Articles 2 and 4.[105] Universal Declaration of Human Rights
(UDHR), Article 23.4 International Covenant on Economic, Social and
Cultural Rights, Article 8[106] The
enforceability of such international law provisions is beyond the scope of this
article, but it is important to realize that the rights of agricultural workers
are protected under international law.[107] IV.
Treatment
of Agricultural Workers Under the NLRA
The
National Labor Relations Act (NLRA) since its inception as the Wagner Act has
excluded persons employed in “agricultural labor.”[108] Although this definition has been a
consistent element of the NLRA since its inception, it has been construed to
exclude more persons as agricultural laborers since 1946 than had been
initially treated as agricultural laborers by the NLRB.[109] A. Historical
Basis for Exclusion of Agricultural Workers from the NLRA and other New Deal
Legislation Considerable legal scholarship has been devoted to the efforts to plumb the legislative history of the 1935 Wagner Act and other contemporaneous New Deal legislation which included exemptions for “agricultural” workers.[110] The first New Deal legislation to include protections for the right to organize was contained in the 1933 National Industrial Recovery Act (NIRA).[111] The NIRA was subsequently declared unconstitutional by the United States Supreme Court in 1935 in Schechter Poultry Corp. v. United States.[112] That legislation had no statutory exclusion of agricultural laborers.[113] Senator Wagner’s original bill for a National Labor Relations Act was introduced in 1934[114] and included no exclusion of agricultural labor.[115] In legislative hearings thereon in the Senate and House committees agricultural labor was hardly discussed.[116] Despite the absence of any explanation therefore, the Senate Committee on Education and Labor reported out the bill two months later with an exclusion from the definition of employee of “any individual employed as an agricultural laborer.”[117] No definition thereof was contained therein. Senator Wagner’s bill was not acted on further in the 73rd Congress. In 1935 Senator Wagner reintroduced his bill.[118] The Senate Report mentioned that agricultural laborers, domestic servants, and persons employed by parents or spouse had been excluded for “administrative reasons.”[119] The minority report of the House Committee on Labor, included an impassioned plea for the inclusion of farm labor.[120] The author of the minority report, Rep. Vito Marcantonio introduced an amendment to the Wagner Act on the floor of the House of Representatives to strike the exemption for agricultural workers.[121] The articulated opposition thereto focused on the small family farmer.[122] The Wagner Act as finally enacted contained no definition of an “agricultural laborer.”[123] Similarly, the Social Security Act as originally enacted in the 74th Congress similarly excluded “agricultural labor” without defining it.[124] Likewise, as originally introduced on May 24, 1937, the Fair Labor Standards Act contained no definition of the agricultural laborers excluded from protections thereunder and merely provided for the term “agricultural laborer” to be defined by the “Fair Labor Standards Board” which was proposed to administer the FLSA.[125] B. Initial NLRB Interpretation of the Wagner
Act Agricultural Exemption It is significant to review the National Labor Relations Board’s (NLRB) early interpretation and application of legislative intent of the scope of the 1935 Wagner Act exclusion of “agricultural laborers” which was not otherwise explicitly defined either therein or in the legislative history thereof. It was the NLRB which was required without statutory guidance as to the meaning of the term “agricultural laborer” under the NLRA until 1946[126] to interpret and apply the legislative intent of the 1935 United States Congress which had exempted “agricultural laborers” from the protections of the NLRA.[127] Federal courts routinely defer to the interpretations of administrative agencies especially in the initial implementation of the statutory language.[128] In 1937 the United States Supreme Court upheld the Constitutionality of the National Labor Relations Act of 1935.[129] It was not until after that, the NLRB confronted its first cases about the definition of agricultural laborer under the NLRA.[130] In 1939 the NLRB rejected an attempt to apply exemptions under the FLSA[131] for individuals “employed within the area of production” in the packing of agricultural commodities to exempt packinghouse operations laborers from the NLRA as agricultural laborers.[132] The first NLRB decision to address the application of the Wagner Act exclusion of “agricultural laborers” to laborers in relationship to cultivation in greenhouses was Park Floral Company.[133] The NLRB held in applying the term “agricultural laborer” as used in the Act: We have had occasion in several cases to interpret the term “agricultural laborer” as used in the Act. What we have said may be epitomized, as follows: An agricultural laborer, within the meaning of Section 2(3), is a person employed by the owner or a tenant of a farm on which products in their raw or natural state are produced (1) to perform services on such farm in connection with the cultivation of the soil, the harvesting of crops, the nursing, feeding, or management of livestock, bees, and poultry, or other ordinary farming operations; or (2) to perform services in connection with the processing of the products produced, or the packing, packaging, transportation or marketing of such product in their raw or natural, or processed state, as an incident to ordinary farming operations, as distinguished from manufacturing or commercial operations. Under this construction of the statute, persons employed to cultivate plants and flowers in commercial greenhouses, to perform other services in connection with the operation of these greenhouses, such as tending to the heating and watering facilities such as tending to the heating and watering facilities, or to pack, package, transport, or market the floral products grown, are not agricultural laborers. The cultivation in which they engage is not done on a farm, nor are the services which they perform incident to ordinary farming operations. Planting, care, and growing of the plants and flowers have been removed from the farm and from the natural conditions which there obtain, and are carried on under artificial conditions and as a specialized process. Growing is done in soil-filled containers kept in glass-covered, heat-regulated houses. Production is continuous throughout the year and not affected by the change of the seasons. The work in the greenhouses is industrial in nature rather than agricultural in the common understanding of that term. With respect to the services performed in operating the heating and watering facilities, in packing, packaging, transporting, and marketing the products, and in other similar activities, such work is not agricultural in nature, nor is it, in view of what has been stated above, incident to ordinary farming operations.[134] [Emphasis added]. In 1940 the NLRB applied the principles enunciated by it in relationship to greenhouse workers in holding for the first time that mushroom harvesting workers were not to be considered agricultural laborers under NLRA. Great Western Mushroom Company.[135] The NLRB held: ...the growing of mushrooms by the respondent is carried on under artificial conditions more like cultivation in green houses than on a farm. The mushrooms are grown in enclosed houses under controlled conditions of heat and moisture. The crop is not seasonal, but is so regulated by the respondent as to maintain a constant output of mushrooms throughout the year. For these reasons, the growing of mushrooms and the work incidental thereto is not agricultural in nature in the common understanding of the term.[136] Following the Great Western Mushroom Company decision, the NLRB twice affirmed its position that mushroom harvesting and growing laborers were not to be considered agricultural workers. In Knaust Brothers, Inc.,[137] the NLRB reaffirmed its definition of agricultural laborers from the earlier Park Floral Company, decision and held mushrooms harvesting worker to be industrial rather than agricultural laborers. The NLRB held: ...the growing of mushrooms under such conditions is not agricultural in nature as that term is commonly understood. Mushroom growing, as practiced by the Company, does not depend upon climate, temperature, rainfall, or other conditions which affect the growing of crops under ordinary circumstances. It is, in fact, very similar to the production which goes on in industrial pants under controlled and artificial conditions at the will of the producer. The Company has cited provisions of the Federal Social Security Act and of the Internal Revenue Code[138] in support of its contention that its employees are agricultural laborers. We cannot consider the definitions contained therein as controlling in this case. Knaust Brothers, Inc. [139] In its final decision on mushroom growing before passage of the July 18, 1946 Congressional appropriations rider mandating usage of the Fair Labor Standards Act definition of agriculture, the NLRB in 1945 in Indiana Mushroom Company,[140] again reaffirmed “the term ‘agricultural laborer’ as commonly understood refers to a person employed on a farm in the cultivation of the soil, including the harvest of corps.”[141] In Indiana Mushroom Company, the NLRB again held mushroom growing workers to be industrial workers subject to the NLRA.[142] The NLRB decisions in relationship to greenhouse and mushroom workers viewed these operations as markedly distinguishable from the unique character of the traditional seasonal agricultural operations involving the outdoor cultivation of the soil which were dependent upon weather and uncontrollable production conditions which it perceived had been the basis for the consensus for exclusion of agricultural workers from the Wagner Act as enacted in 1935.[143] C. NLRB Appropriations Rider of 1946 Beginning July 26, 1946, with the passage of the National Labor Relations Board Appropriation Act for 1947,[144] 60 Stat. 698, Congress has included in the Board's annual appropriation act a proviso directing the Board to apply the definition of "agriculture" found in section 3(f) of the Fair Labor Standards Act (FLSA), 29 U.S.C. §203(f), in construing the term "agricultural laborer." In 1950 in Michigan Mushroom Co.,[145] the NLRB abandoned its coverage of mushroom workers as employees protected by the NLRA because of the Congressional mandate for the NLRB to employ the Fair Labor Standards Act definition of agriculture. This definition provided that “agriculture” includes: “...the production, cultivation, growing and harvesting of any agricultural or horticultural commodities....” The NLRB concluded that it was thereafter required to respect the U.S. Department of Labor’s treatment of mushroom harvesting workers under the Fair Labor Standards Act as agricultural workers.
Nowhere does the
Congressional Record of the 1946 floor debates reflect any consciousness of the
impact on “horticultural” workers in greenhouses and mushroom operations of the
adoption of the FLSA definition of agriculture.[146] V. Conclusion: Both State and Federal Governments
Could Better Protect
the Organizing Rights of Marginalized “Agricultural” Laborers
As agricultural
production becomes increasingly similar to industrial production in terms of
the demand for labor, the likelihood of spontaneous concerted activities by
workers to improve their terms and conditions of employment is also
increasingly likely. Mushroom and greenhouse industries which often operate on a
year-round basis have more in common with industrial operations than they do
with the kinds of idealized small family farm employers who argued for
exclusion from NLRA coverage at the time of the passage of the Wagner Act in 1935.[147] It is the responsibility of state and national governments
to design mechanisms to protect the basic rights of such workers to act
collectively to deal with employers about their terms and conditions of
employment. Encouraging local state experimentation to design
mechanisms responsive to particular needs of workers and employers would better
serve effectively protecting rights of such workers. This would be particularly true if it were accomplished within a
national framework that set minimum standards expected to be met in protecting
such rights. Endnotes
[1]
Note on the
author: Arthur N. Read has been the
General Counsel of a Pennsylvania based legal services program, Friends of Farmworkers,
Inc. (http://www.friendsfw.org) since 1982. He is a 1976 J.D. graduate
of New York University Law School and is admitted to practice in New York,
Pennsylvania and New Jersey. From 1976
to 1979 he was an associate in New York City at the law firm of Eisner, Levy,
Steel and Bellman, P.C. From 1974-1979 he was a member of the New York City
National Lawyers Guild Labor Committee and worked both representing unions and
rank and file workers and groups through Eisner, Levy, Steel and Bellman, P.C.
in New York City. From 1979 to 1982 he
was a staff attorney with Camden Regional Legal Services, Farmworker Division
practicing both in New Jersey and Pennsylvania. During the period 1979 - 1983
he was vice-president and then president of the National Organization of Legal
Services, UAW affiliate at Camden Regional Legal Services. For the past nearly 25 years
he has primarily represented migrant and seasonal farm workers and mushroom
workers. He has been a trainer and instructor at numerous continuing legal
education programs since 1978. In 1980 he brought the first
New Jersey case raising claims for protection for agricultural workers under
the provisions of Article 1, Section 19 of the New Jersey Constitution. Over
the past 20 years, Mr. Read has represented virtually every complainant worker
and petitioning labor organization in the mushroom industry before the
Pennsylvania Labor Relations Board. For the past 10 years he has represented
the only union of harvesting workers in the mushroom industry in Pennsylvania,
the Kaolin Workers Union, affiliated with Unión de Trabajadores Agrícolas y del
Hongo (UTAH also known as the “United
Mushroom and Agricultural Workers Union”).
The author’s involvement in such litigation and advocacy is disclosed in accordance with rule for those who may be considered “special pleaders.” See, Douglas, Law Reviews and Full Disclosure, 40 Wash. L. Rev. 227, 228 (1965). [2] 29 U.S.C. § 151, et seq. [3] NLRA Section 7, 29 U.S.C. §
157. Originally enacted July 5, 1935,
ch. 372, § 7, 49 Stat. 452. This section was amended in
1947 as part of the Taft-Hartley amendments to insert a provision that they
have right to refrain from joining in concerted activities with their fellow
employees. June 23, 1947, ch. 120,
title I, § 101, 61 Stat. 140. Section 7
as amended continues: “ . . . aid or protection, and shall also have the
right to refrain from any or all of such activities except to the extent that
such right may be affected by an agreement requiring membership in a labor
organization as a condition of employment as authorized in section 158(a)(3) of
this title.” 29 U.S.C. § 157. [4] See, Michael H.
LeRoy and Wallace Hendricks, Should "Agricultural Laborers” Continue To Be
Excluded From the National Labor Relations Act?, 48 Emory L.J. 489
(Spring 1999). [5] See, Peggie R.
Smith, Organizing the Unorganizable: Private Paid Household Workers And
Approaches To Employee Representation, 79 N.C. L. Rev. 45 (December
2000). [6]
See, Catherine Ruckelshaus and
Bruce Goldstein, From Orchards to the Internet: Confronting Contingent
Worker Abuse, National Employment Law Project, Farmworker Justice Fund,
Inc. (2002). Available at: http://nelp.org/docUploads/pub120%2Epdf
(Last checked November 15,2003). See
also, Bruce
Goldstein, Catherine Ruckelshaus, Larry Norton, Brent Garren, Subcontracting:
The Legal Framework, Appendix A From Orchards to the Internet: Confronting
Contingent Worker Abuse, supra. Available at: http://nelp.org/document.cfm?documentID=222
and http://nelp.org/docUploads/goldsteinlegal%2Epdf
(Last Checked November 15, 2003). See
also, Commission on the Future of Worker-Management Relations, The
Future of Worker-Management Relations--Final Report, (1994) at pp.
61-70. Available at: http://www.ilr.cornell.edu/library/keyWorkplaceDocuments/government/federal/futuremang.html and http://www.ilr.cornell.edu/library/downloads/keyWorkplaceDocuments/DunlopCommissionFutureWorkerManagementFinalReport.pdf. [7] NLRA Section 2(3), 29 U.S.C. § 152(3) [8]
The U.S. Supreme Court
decision in Hoffman Plastic Compounds v. NLRB, 535 U.S. 137, 122 S.Ct.
1275, 152 L.Ed.2d 271 (2002), has seriously undercut arguments for legal
protections for undocumented foreign born workers. See, Rebecca Smith, Amy
Sugimori, Ana Avendaño, and Marielena Hincapiė, Undocumented Workers:
Preserving Rights and Remedies after Hoffman Plastic Compounds v. NLRB,
National Employment Law Project (April 2003).
Available at: http://nelp.org/iwp/rights/organize/nlghoff040303.cfm
and http://nelp.org/docUploads/wlghoff040303%2Epdf
(Last checked November 15, 2003). See also, General Accounting Office,
Collective Bargaining Rights:
Information on the Number of Workers With and Without Collective
Bargaining Rights GAO-02-835 (September 2002) at pages 3-4. The report estimates that undocumented alien
workers potentially directly affected by the Hoffman decision number 5.5
million. See: http://www.gao.gov/new.items/d02835.pdf.
(Last checked November
15, 2003). [9]
Had the Hoffman
Plastics decision been rendered at a time other than the post-September 11,
2001 political environment, a simple legislative amendment by Congress to the
Immigration and Nationality Act would likely have been sufficient to undo the
negative consequences of that decision.
The United States Solicitor General and federal agencies were united in
informing the Supreme Court that the administration supported the position of
the National Labor Relations Board which the Supreme Court overturned. See, Transcript of Oral Argument
January 15, 2002 by Assistant Solicitor Paul R. Q. Wolfson before the Supreme
Court at pages 27-28. The Transcript is
available at: http://a257.g.akamaitech.net/7/257/2422/30jan20021630/www.supremecourtus.gov/oral_arguments/argument_transcripts/00-1595.pdf.
(Last checked November 15, 2003). [10]
A principal point of
this article is to urge a change in the definition of “agricultural laborer.”
This can be accomplished most directly through removing the annual federal
appropriation rider requiring the usage of the Fair Labor Standards Act (FLSA),
29 U.S.C. § 201 et seq., definition of agriculture by the NLRA in
determining this issue and returning to a much more limited definition of
excluded agricultural laborers.
Alternatively, or additionally, the same step can be taken under state
labor and employment laws. [11] Although the percentage of agricultural laborer who
are undocumented is a constant subject of dispute, it is unquestionable that a
large percentage of the agricultural labor force is undocumented. See, Findings from the
National Agricultural Workers Survey (NAWS): A Demographic and Employment
Profile of United States Farmworkers. U.S. Department of Labor, Office of
the Assistant Secretary for Policy, Office of Program Economics, Research
Report No. 8 at p. 22 March 2000.
Available at: http://www.dol.gov/asp/programs/agworker/report_8.pdf. That report estimated that in 1997-98, 52 percent of hired farmworkers
lacked work authorization. Id at
p. 22. On September 23, 2003
identical proposed legislation for the legalization of most undocumented
agricultural laborers – the “Agricultural Job Opportunity, Benefits, and
Security Act of 2003” ("AgJOBS")- were introduced in both the Senate
(S. 1645) and in the House of Representatives (H.R.3142). The draft legislation is the result of years
of negotiations between agricultural employers and farm worker advocates. By
mid-November 2003 S. 1645 had obtained 45 co-sponsors in the Senate. The proposed legislation offers the first
hope since September 11, 2001 of changing the legal status of most current
agricultural workers in the country. Supporters of the proposed legislation in
announcing the proposal on September 23, 2003 estimated that the bill would
benefit 500,000 agricultural workers. See,
“UFW Announces Historic Compromise” at http://www.ufw.org/H2Aanalysis.htm
and cached copy at http://friendsfw.org/Legislation/Immigration/AgJobs/UFW_H2Aanalysis.pdf
November 24, 2002). |